[Webinar] Avoid Massive Fine by SFC Using RegTech for KYC/CDD Optimization

abc Multiactive (HK) Limited

Learn how to optimize KYC/CDD using RegTech to avoid massive fine due to non-compliance with AML guidelines by SFC.

A type 2 licensed corporation (dealing in futures contracts) is recently fined HK$9 million by the Securities and Futures Commission (SFC) due to KYC &amp; AML/CFT control failure. SFC licensees and registered institutions can often face the compliance challenge if they fail to conduct sufficient client due diligence (CDD). During this webinar the speaker will share insights about how RegTech can digitize and modernize KYC and CDD processes, also highlights cross-boundary KYC verification and the information flow in the GBA.
<ul><li>Review on recent SFC enforcement actions
</li><li>How to differentiate KYC and CDD
</li><li>Regular CDD review requirement for type 1,2,4,5,9 SFC licensee 
</li><li>Challenges in cross-boundary KYC &amp; CDD
</li><li>How RegTech can automate KYC , CDD &amp; AML compliance</li></ul><a href="https://docs.google.com/forms/d/e/1FAIpQLSf3hSHkS5JKIZ24a6kmnA66Aiu7A3jFtHvEk0Na76qvKs3jCw/viewform?usp=sf_link" target="_blank" data-msys-clicktrack="0" rel="nofollow noopener noreferrer">REGISTER FOR FREE</a>Speaker:
 Mr. Nelson Wong, Business Development Director, abc Multiactive (HK) Ltd

Moderator:
 Mr. SL Cheung, Chief Financial Officer, abc Multiactive (HK) LtdLanguage:
 Cantonese 廣東話

Sign up now to join the live webinar and interact with speakers at Q&A session!<a href="https://docs.google.com/forms/d/e/1FAIpQLSf3hSHkS5JKIZ24a6kmnA66Aiu7A3jFtHvEk0Na76qvKs3jCw/viewform?usp=sf_link" target="_blank" data-msys-clicktrack="0" rel="nofollow noopener noreferrer">REGISTER FOR FREE</a>

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[Webinar] Avoid Massive Fine by SFC Using RegTech for KYC/CDD Optimization

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[Webinar] Avoid Massive Fine by SFC Using RegTech for KYC/CDD Optimization

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