HK$900

Seminar on SFC Revised Fund Manager Code of Conduct - How to Prepare and Up...

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Date and Time

Location

Location

23/F , Euro Trade Centre

13-14 Connaught Road Central

Central

Hong Kong

Hong Kong

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Refund Policy

Refund Policy

No Refunds

Event description

Description

Seminar on SFC Revised Fund Manager Code of Conduct - How to Prepare and Update Manual, Policies and Procedures

The SFC's Revised Fund Manager Code of Conduct ("Revised FMCC") gazetted last year will come into effect in November 2018. Following the success of CompliancePlus' Seminar on Revised FMCC held on 20 April 2018, we would like to present to you another seminar of the Revised FMCC series.

In this Seminar, we will present you our latest compliance manual for compliance with the Revised FMCC and other policies templates on Risk Management, Liquidity Management, Valuation and Securities Lending to get you all equipped and prepared for this new regulatory regime for Fund Managers and Licensed Corporations in Hong Kong.

Certificate of Attendance will be issued to participants. CompliancePlus Consulting Limited is of the view that the Seminar can fulfill SFC's CPT requirements, subject to the clearance of your compliance department. If in doubt, you are encouraged to check with your compliance prior to signing up for the Seminar.


TERMS AND CONDITIOINS

1. The Seminar will be cancelled if Typhoon Warning Signal No. 8 or above or Black Rainstorm Warning is hoisted within 2 hours prior to the Seminar or during the Seminar. In the event of cancellation due to bad weather, the Seminar will be rescheduled and you may attend the Seminar on the rescheduled date. The fees will not be refunded.

2. CompliancePlus Consulting Limited reserves the right to reschedule or cancel the Seminar without any advance notice. If you are unable to attend the Seminar at the rescheduled time, the fees will not be refunded but a nominated person may attend on behalf of you.


FAQs

How can I contact the organiser with any questions?

You may contact us at 852-3487 6903 or email us at info@complianceplus.hk for any inquiries.


What's the refund policy?

No refund will be arranged.

Do I have to bring my printed ticket to the event?

You do not need to present a printed ticket. You will sign-in for the event with our receptionist, we should have your name on our list if you have purchased the ticket.

Can I update my registration information?

Yes, you may updated your registration information by contacting us prior to the date of the Seminar.

Is my registration fee or ticket transferrable?

Yes, the fee or ticket is transferrable. Please make sure you contact and notify us on the change prior to the date of the Seminar.

Is it ok if the name on my ticket or registration doesn't match the person who attends?

Please make sure you contact and notify us on the change prior to the date of the Seminar. Normally we will not accept unless formal request was made prior to date of the Seminar.

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Date and Time

Location

23/F , Euro Trade Centre

13-14 Connaught Road Central

Central

Hong Kong

Hong Kong

View Map

Refund Policy

No Refunds

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