Excel Spreadsheets: Ensuring Data Integrity and 21 CFR Part 11 Compliance
Excel Spreadsheets: Ensuring Data Integrity and 21 CFR Part 11 Compliance
Tue, Feb 7, 2023 10:00 AM PST (-08:00)
$245 - $695
Actions Panel
RegTech: Ensure Ongoing Compliance with the Latest SFC Codes & Guidelines
Hosted by RegTech experts and experienced regulatory compliance consultant who truly know the brokerage industry in Hong Kong.
When and where
Date and time
Location
Online
About this event
Book your free seat to learn how to ensure ongoing compliance with the latest SFC guidelines from compliance and technology expertise.
https://attendee.gotowebinar.com/register/3594965844382661900?source=Eventbrite
In this webinar we will cover topics about:
- In-depth review on ongoing obligation of SFC Licensed Corporations (LCs)
- SFC's recent reinforcement of regulatory requirements for internet brokers
Date & Time:
29 November 2022 (Tue) 16:00-17:00
Language:
Cantonese 廣東話
Speaker:
Tao Wong, Co-founder & Partner, ComplianceOne Consulting Ltd.
Dicky Lau, Managing Director, Powerhouse Technologies
Nelson Wong, Business Development Director, abc Multiactive (HK) Ltd.
Sign up now to join the live panel and interact with speakers at Q&A session!
https://attendee.gotowebinar.com/register/3594965844382661900?source=Eventbrite
*A confirmation email with a unique join link will be sent to the registered email address.